Internal Control Walkthroughs

Process interviews and sample traces through revenue, purchases, and payroll to document how controls actually operate.

Professionals discussing documents in a meeting

Who it is for

Companies strengthening control narratives ahead of financing or year-end audit

Result

Narratives, flow sketches, and sample evidence packs for selected cycles

Included

  • Interviews with process owners
  • Sample transaction traces
  • Gap notes for missing authorisations or segregation
  • Updated control matrix excerpt

Not included

  • Full SOX-style testing programmes
  • IT general controls deep dives

How we run it

  1. Select cycles with management
  2. Walkthrough and sampling
  3. Document and review findings
  4. Present to finance leadership