Audit Evidence Tracking
Hands-on indexing and chase-down of supporting documents so fieldwork requests do not stall mid-engagement.
Who it is for
Controllers preparing for external auditors or internal review cycles
Result
A living evidence register with status, owner, and location for every open request
Included
- Request log setup mapped to audit areas
- Daily status updates during fieldwork
- Cross-checks between PBC lists and received files
- Handover notes for the external audit team
Not included
- Performing the substantive testing itself
- Legal privilege review of correspondence
How we run it
- Align on request list format
- Assign owners and due dates
- Chase, file, and mark complete
- Close-out register for management